Equities Surveillance Analyst, Regulatory

Job Description

At

Cboe

• Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide
• the financial
• infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products,

Cboe

• delivers
• cutting-edge
• trading, clearing and investment solutions to market participants around the world.

We’re

• building inclusive ways to support professional and personal development while strengthening the trust
• we’ve
• earned as a global market leader. Our teams are empowered to share ideas, actively pursue
• them,
• and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level.
• We strive to provide employees with a safe space to network, share
• ideas,
• and create opportunities.
• To support strong partnership and team connection, this role follows a four day in office
• work
• model.

Position Summary

The

Cboe

• Regulatory Division (the “Division”) is actively
• seeking
• a highly motivated individual to join our Equity Surveillance Team.

The Surveillance Analyst

• performs analysis of real-time and pattern-based surveillances to detect
• possible violations
• of

Cboe

BZX, BYX, EDGX, and EDGA (collectively, the “Exchanges”) Rules and other applicable rules and regulations governing Exchange Members
.

This

role offers direct exposure to the intersection of market structure, data analytics, and emerging technology, working alongside regulatory

technology and investigations teams that shape how the Exchanges detect and respond to

activity inconsistent
 with Exchange rules and regulatory requirements
.

Your responsibilities will be

Conduct surveillance by analyzing and compiling data of securities traded on the

Cboe

Exchanges to detect

possible violations

of

Cboe

and SEC rules and policies.

Document surveillance findings and

refer potential rule violations to the Investigations team, including clear analysis and supporting evidence.

Assist

in the maintenance of internal policies and procedures related to the

Cboe

Surveillance Program.

Stay apprised of industry

• trends, regulatory enforcement actions, and market events to help inform Regulatory Program priorities and
• identify
• emerging areas of surveillance risk .
• Leverage AI and other emerging technologies to enhance the effectiveness and efficiency of existing surveillances, and
• assist
• in designing, testing, and implementing new AI-driven surveillance concepts and techniques.
• Test and calibrate surveillance parameters and alert thresholds to improve detection accuracy and
• improve
• alert yield .

Collaborate with various

Cboe

teams, particularly the regulatory technology and investigation teams, to further enhance the Regulatory Program.

Build and

maintain

an understanding of the

Cboe

Exchanges’ regulatory environment, relevant rules and regulations, technologies and systems, processes and operational methodologies, investigative and examination techniques.

Contribute to

• team projects,
• discussions,
• and problem solving.

Actively

• participate
• in training/continuing education opportunities and meetings.
• Perform other related duties as
• required
• or requested.

The ideal candidate has

• Minimum Years of Work Experience: 2+ years
• Minimum Education Requirement: Bachelor’s degree
• required ; economics, business, accounting, computer science, or finance (preferred).
• Ability to work effectively and independently with all levels of management and staff.
• Must have written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
• Strong attention to detail, organization, and effective communication skills, verbal and written.
• Highly proficient in MS Office suite products.

You’ll

really stand out with:

Exposur

• e
• to
• Trade Surveillance software.
• Experience with relational databases (SQL, VBA, Access).

Knowledg

• e
• of
• the securities
• markets
• and trading industry.
• Certified Fraud Examiner (CFE) credential from the Association of Certified Fraud Examiners (ACFE).
• Experience using AI and other emerging technologies (e.g., generative AI, machine learning, or AI-assisted analytics tools).

Benefits and Perks

• We value the total wellbeing of our people – including health, financial,
• personal
• and social wellness. We believe standard benefits like health insurance and fair pay are
• a given
• at

any organization. Still, you should know we offer:

• Fair and competitive salary and incentive compensation packages with an upside for overachievement
• Generous paid time off, including vacation, personal days,
• sick
• days
• and annual community service days

Flexible, hybrid work environment

• Health, dental and vision benefits, including access to telemedicine and mental health services
• 2:1 401(k) match, up to 8% match
• immediately
• upon hire

Discounted Employee Stock Purchase Plan

• Tax Savings Accounts for health,
• dependent
• and
• transportation

Employee referral bonus program

• Volunteer opportunities to help you give back to your communities
• Some of our employees’ favorite benefits and
• perks

include:

• Complimentary lunch,
• snacks
• and coffee in any

Cboe

office

Paid Tuition

• assistance
• and education opportunities
• Generous charitable giving company match
• Paid parental leave and fertility benefits

On-site

gyms  and

discounts to other fitness centers

More About Cboe Global Markets We’re reimagining the future of the workplace by focusing on what matters most, our people.  Our journey is an inclusive one. We’re investing deeply in leadership programs and career development initiatives that ensure everyone has an equal chance to succeed. We work with purpose, solving problems with ingenuity, collaboration, and a lot of passion. We’re an engaged and excited team connecting markets across borders and embracing growth in all its forms to achieve incredible outcomes. Learn more about life at Cboe on

our website

and

LinkedIn . Equal Employment Opportunity We're proud to be an equal opportunity employer do not discriminate against any employee or applicant for employment based on any legally protected characteristic, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, genetic information, or Veteran status. We are committed to fostering a workplace where all individuals are valued and respected.

This position is not eligible for visa sponsorship. Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.

Salary Ranges (applicable for US locations only)
At Cboe, we are committed to providing a competitive, transparent, and market‑informed total rewards program. The anticipated base salary range for this role is $72,250-$93,500, with actual compensation determined by job‑related factors such as skills, relevant experience, education, internal alignment, and location.

This role may also be eligible for annual incentive compensation and, where applicable, participation in Cboe's long-term equity programs.
Additional information about Cboe's total rewards program, including benefits and other compensation components, can be found here:

Total Rewards at CBOE . ​

Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.