Investment Compliance & Risk – Sr./ Analyst

Compensation: Excellent, depends on experience

JOB ROLE

Job Title: Investment Compliance & Risk – Sr./ Analyst

Reporting to: Investment Compliance & Risk Team Lead

Experience: 1+ Years in the Financial Industry ( Graduates with relevant academic background are also welcome to apply)

Salary

Excellent, depending on experience Contract:

Permanent, Full Time

Location

Belfast, Northern Ireland

It is our ambition to substantially grow our business internationally over the coming years.  The Investment Compliance & Risk – Sr./ Analyst plays a key role in ensuring excellent client delivery and service and is a driving force in our continued development.

Role Overview /Purpose of Job

The Investment Compliance & Risk – Sr./ Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships, ensuring delivery of a consistently high level of service to clients.

You will be adaptable and hard-working and demonstrate strong communication skills both in relations with your team and with the wider Funds-Axis business.

You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.

KEY RESPONSIBILITIES

To manage all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including in respect of (as applicable):

Regulatory rules

Investment compliance

Scheme mandates

Risk Limit System

Scheme and Portfolio Liquidity

AIFMD Annex IV reporting

Cash Flow Monitoring

Performance of daily processes to a high standard, including:

• Data upload and exception investigation
• Governance over the successful completion of processes

Investigating compliance results

• Client daily reporting via a daily dashboard
• Daily data quality checking in Highwire
• To ensure the highest standard of client relationship management, taking the lead on weekly and monthly calls and attending the quarterly call in line with Funds-Axis’ client governance policies, including periodic visits to client premises.

To ensure delivery of excellent customer service, including evidence using workflow management tools in line with Funds-Axis’ policies
.

Other

• Logging Zoho issues logs/projects as appropriate and maintaining up to date reports.
• Support efficiency and automation projects
• Annex IV reporting support, where appropriate, to excellent standards and in accordance with the                                schedule set out by the Regulatory Reporting Team Lead.
• Projects and other work as required.
• Proactively support more junior colleagues where required.

WHY CHOOSE US?

In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:

• ü 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
• ü 5.5% employer contribution pension (For India - Provident Fund as per the law)
• ü Healthcare Insurance
• ü Progressive maternity and paternity pay
• ü Work with a great team
• ü Travel opportunities
• ü Work with leading international finance companies
• ü First-class training package
• ü Excellent career progression opportunities
• ü Free, secure city centre parking onsite